SOC2 Compliance Readiness Assessment

Evaluate your organization's readiness for SOC2 certification across all five Trust Service Principles. Complete this comprehensive assessment to receive a detailed compliance score and actionable recommendations.

Security Policies and Procedures

Comprehensive documented policies covering all security domains
Basic policies documented but not regularly updated
Informal policies exist but not fully documented
No formal security policies in place

Security Technical Controls

Advanced controls with continuous monitoring and automation
Standard controls implemented (firewalls, encryption, MFA)
Basic controls in place but gaps exist
Minimal or no technical security controls

Do you have a documented incident response plan?

Yes, we have a documented and tested incident response plan

Are access controls implemented for sensitive data?

Yes, access controls are implemented and regularly reviewed

Availability Principle

System Availability and Uptime

99.9%+ uptime with redundancy and failover systems
95-99% uptime with basic backup systems
90-95% uptime with occasional outages
Below 90% uptime or frequent unplanned downtime

Disaster Recovery and Business Continuity

Comprehensive DR/BC plans tested regularly with documented RTOs/RPOs
DR/BC plans exist and tested annually
Basic plans documented but not regularly tested
No formal disaster recovery or business continuity plans

Do you have automated backup systems in place?

Yes, automated backups are configured and monitored

Processing Integrity Principle

Data Processing Accuracy and Completeness

Comprehensive validation, error handling, and quality assurance processes
Standard validation and error checking mechanisms in place
Basic validation exists but gaps in error handling
Minimal or no data validation processes

System Processing Monitoring

Real-time monitoring with automated alerts and audit trails
Regular monitoring with manual review processes
Periodic monitoring with limited audit capabilities
No systematic monitoring of processing activities

Are processing errors logged and reviewed regularly?

Yes, errors are logged and reviewed systematically

Confidentiality Principle

Data Encryption and Protection

End-to-end encryption for data at rest and in transit with key management
Encryption implemented for sensitive data with standard protocols
Basic encryption for some data but not comprehensive
No or minimal encryption practices

Confidential Information Access Controls

Role-based access with least privilege and regular access reviews
Access controls implemented with periodic reviews
Basic access restrictions but not regularly reviewed
Limited or no access control mechanisms

Do you have data classification policies for confidential information?

Yes, data is classified and handled according to sensitivity levels

Privacy Policies and Consent Management

Comprehensive privacy policies with consent management and user rights
Privacy policies documented with basic consent mechanisms
Basic privacy notices but limited consent processes
No formal privacy policies or consent management

Personal Data Handling and Retention

Comprehensive data lifecycle management with automated retention policies
Data retention policies documented and followed
Basic data handling practices but inconsistent retention
No formal data retention or disposal policies

Do you provide mechanisms for data subject rights (access, deletion, portability)?

Yes, we have processes for handling data subject requests

Additional Compliance Areas

Vendor and Third-Party Risk Management

Comprehensive vendor assessment program with ongoing monitoring
Vendor assessments conducted with contracts in place
Basic vendor review but limited ongoing oversight
No formal vendor risk management process

Security Awareness Training

Regular mandatory training with testing and phishing simulations
Annual security awareness training for all employees
Occasional training provided but not comprehensive
No formal security awareness training program

Change Management and Version Control

Formal change management with approval workflows and rollback procedures
Change management process documented and followed
Informal change tracking but not consistently applied
No formal change management process

Do you conduct regular vulnerability assessments and penetration testing?

Yes, regular assessments are conducted and findings remediated

Are audit logs maintained and reviewed for security events?

Yes, comprehensive audit logs are maintained and monitored

Risk Assessment and Management

Comprehensive risk assessment program with regular updates and mitigation tracking
Annual risk assessments conducted with documented findings
Periodic risk reviews but not formalized
No formal risk assessment process

SOC2 Compliance Readiness Assessment

Security Principle

Availability Principle

Processing Integrity Principle

Confidentiality Principle

Privacy Principle

Additional Compliance Areas